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Benefit from the present installment of “Weekend Studying For Monetary Planners” – this week’s version kicks off with the information {that a} latest examine has discovered that whereas whole monetary advisor headcount throughout all channels solely elevated by 0.3% in 2023, the RIA house confirmed considerably extra power, with 10.4% progress, as breakaway brokers and new advisors see the potential advantages of the RIA mannequin. Nonetheless, there’s potential for a lot of particular person RIAs to develop their staffing additional, with the addition of specialised planning and operations roles being seen as a possible avenue to spice up agency progress.    

Additionally in business information this week:

• Whereas the whole variety of RIA M&A offers in 2023 fell wanting a record-setting 2022 amidst an elevated rate of interest setting, continued curiosity from non-public fairness companies and inventive deal constructions may increase deal circulation in 2024
• Whereas the SEC licensed 11 “Spot” Bitcoin ETFs final week, feedback from chair Gary Gensler counsel the regulator will look carefully at whether or not RIAs utilizing these merchandise are abiding by their fiduciary responsibility to their purchasers

From there, we’ve got a number of articles on observe administration:

• Why the SEC’s Investor Advocate and exterior shopper advocates are urging the regulator to quickly droop the usage of necessary arbitration clauses by RIAs
• Key errors advisory companies typically make when creating employment agreements, from not being clear with worker duties to not detailing how bonuses are decided
• differentiate between various kinds of non-compete agreements, and the way companies and advisors can work collectively to set the phrases for a mutually satisfying settlement

We even have numerous articles on retirement:

• How booming inventory and housing markets helped the Child Boomer era construct wealth for retirement, regardless of earlier predictions that this era may endure amid a shift from outlined profit to outlined contribution retirement plans
• Why firm executives face distinctive challenges when considering retirement, and steps that agency leaders and their purchasers can take to advertise a easy transition
• A brand new survey signifies {that a} majority of employees would favor to slowly section out of labor slightly than retire utterly abruptly

We wrap up with 3 ultimate articles, all about profession improvement:

• The teachings one advisor realized through the first 20 years of her profession 
• Why excited about a profession transition not solely entails the employee themselves, but additionally their partner or different stakeholders
• The recommendation seasoned advisors would need to give their youthful selves

Benefit from the ‘mild’ studying!

Learn Extra…

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